JANUARY Message: CTB Guidance Note: 13 January 2025
The Compliance Toolbox (Pty) Ltd will soon release its 2025 Annual Compliance Programme (ACP) to allow for the necessary planning for the relevant general and critical compliance activities set out for the year.
The Financial Sector Conduct Authority (FSCA) requires all Financial Services Providers (FSPs) to conduct a FAIS e-portal check on the existing information of the FSP contained in the records of the Authority.
Please access the January 2025 Guidance Note for the list of items that are directed for review, maintenance or updating, and the process you should follow for any updates and or confirmations required for compliance purposes.
Further to the above, we also provide the Authority’s user guide for the FAIS e-portal in support of registration requirements for those FSP Key Individual(s) still needing register on the portal, or simply to support the navigation of the different screens upon accessing the portal, where the information of the FSP as contained on the records of the Authority is stored and displayed.
FAIS E-PORTAL ONLINE USER GUIDE
Please note the importance of communicating any changes to the profile information of the FSP, or simply providing written confirmation of the accuracy thereof to profilechanges@ctb.co.za.
Our best, as always
The CTB Team