Monthly Policy Review Assignment for March 2023.Click on the following link to download CTB MARCH 2023 Guidance Notes

The following drafts are available for your convenience:

‍

1. Policy Adoption PROGRESS Tracker Template
2. Compliance Risk Management Framework
3. Compliance Policy draft
4. Draft Letter of Endorsement by CEO
5. Compliance Function ORGANOGRAM ROLES & RESPONSIBILITIES Template
6. Appointment of external CO oversight
7. Policy to Comply with licensing conditions
8. Complaints Management Framework (CMF)
9. Complaints Handling & Resolution Policy & Procedures
10. Customer Complaint Submission Process
11. COI_MANAGEMENT Policy draft
12. Conduct to avoid Conflicts of Interest
13. Monitoring & Evaluation Policy example 2023

‍Our best as always,

The CTB Team