SEPTEMBER Message: Monthly Review Assignment Guidance Notes: 01 September 2023
Monthly Policy Review Assignment for September 2023. Click on the following link to download CTB SEPTEMBER 2023 Guidance Notes
The following drafts are available for your convenience:
1 Client Advisory Policy Sample 2023
2 Client Review Policy Sample 2023
3 Client Investment Monitoring Policy sample 2023
4 Execution of Sales Policy outline 2023
5 SCHEDULE Replacement Advice Record template 2023 (2019 FSCA Template)
Also find attached the following for your information:
Professional Advisory Process Risk&Inv
Professional Advisory Process STI
Our best as always,
The CTB Team