Monthly Policy Review Assignment for September 2023. Click on the following link to download CTB SEPTEMBER 2023 Guidance Notes

The following drafts are available for your convenience:

1 Client Advisory Policy Sample 2023

‍2 Client Review Policy Sample 2023

‍3 Client Investment Monitoring Policy sample 2023

‍4 Execution of Sales Policy outline 2023

‍5 SCHEDULE Replacement Advice Record template 2023 (2019 FSCA Template)

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‍Also find attached the following for your information:

‍GCoC 2020

‍Professional Advisory Process Risk&Inv

‍Professional Advisory Process STI ‍

Our best as always,

The CTB Team