Please find our guidance communication for the August 2025 Compliance theme and review assignment to be completed during the month of August 2025.

Click on the following link to download:

CTB AUGUST 2025 Guidance Notes

‍The following drafts are available for your convenience:

‍1 FAIS Recruitment & Appointment of Representatives Policy Template 2025

‍2 Proposed outline for INDUCTION of Representatives Template 2025

‍3 FAIS Supervision Policy Template 2025

‍4 FAIS Debarment Policy & Procedure Template 2025

‍4.1 ANNEXURE A_Debarment_ Procedure Checklist Template 2025

‍4.2 ANNEXURE B_FAIS_Notification of Intention to Debar Template 2025

‍4.3 ANNEXURE C_FAIS_Notification of Decision to Debar Template 2025

‍4.4 ANNEXURE D_FAIS_Notification of Lack of Good Standing Template 2025

‍4.5 ANNEXURE E_FAIS_FSCA PART I & PART II Debarment Notification Form 2025

‍5 FAIS Statutory Training Policy Template 2025

‍6 FAIS CPD Policy Template 2025

‍7 FAIS Competence Recording & Monitoring System & Procedures Template 2025

8 Policy Review Version Control Sheet Draft‍‍

Our best as always,

The CTB Team