Please find our guidance communication for the March 2026 compliance theme and review assignment to be completed during the month of March 2026.
Click on the following link to download:
CTB MARCH 2026 Guidance notes
The following drafts are available for your convenience:
2.1.1 Risk Management Principles & Practices
2.1.1.1 Risk Management Regulatory Universe
2.1.2 Business Continuity Plan (BCP) Dry-Run Guide Template
2.1.2 Business Continuity Plan for FSP’s Template
2.1.3 Disaster Recovery Plan (DRP) Dry-Run Guide Template
2.1.3 Disaster Recovery Plan for FSP’s Template
2.1.4 Basic Segregation of Key Duties Policy Template
2.1.5 Custody and Protection of Client Funds Policy
2.1.6 Termination Eventualities Policy and Procedures
2.1.7 Outsourced Functions Third-Party Risk Management Evaluation
Our best, as always,
The CTB Team