Our philosophy is one of simplicity, efficiency and professionalism.
The onus of conforming to strict compliance requirements in the financial services industry can be a very daunting and time-consuming function within any FSP. The industry is ever-changing which in itself can lead to a host of uncertainties and challenges. That is where we come in. With our specialist knowledge and expertise we assist clients by offering custom tailored compliance solutions.
As a small institution we are able to resolve our clients’ requests with efficiency and priority. We take a proactive approach to reducing and mitigating the risk of our clients.
Owing to the administrative nature of compliance in financial services, our team has partnered with a software solution developer to create an innovative, paperless, industry-first online compliance software solution. The software allows us to mitigate clients’ risk, track their progress, record and store key documents and data, monitor and regulate the activities of representatives, see a holistic view of an FSP’s compliance footprint, track and compare compliance scores and ratings, detect, predict and prevent irregularities and more.