AUGUST Message: Monthly Review Assignment: 1 August 2024
Please find our guidance communication for the August 2024 compliance theme and review assignment to be completed during the month of August 2024
Click on the following link to download:
CTB AUGUST 2024 Guidance Notes
The following drafts are available for your convenience:
1 FAIS Recruitment & Appointment of Representatives Policy Template 2024
2 Proposed outline for INDUCTION of Representatives Template 2024
3 FAIS Supervision Policy Template 2024
4 FAIS Debarment Policy & Procedure Template 2024
4.1 ANNEXURE A_Debarment_ Procedure Checklist Template 2024
4.2 ANNEXURE B_FAIS_Notification of Intention to Debar Template 2024
4.3 ANNEXURE C_FAIS_Notification of Decision to Debar Template 2024
4.4 ANNEXURE D_FAIS_Notification of Lack of Good Standing Template 2024
4.5 ANNEXURE E_FAIS_FSCA PART I & PART II Debarment Notification Form 2024
5 FAIS Statutory Training Policy Template 2024
6 FAIS CPD Policy Template 2024
7 FAIS Competence Recording & Monitoring System & Procedures Template 2024
Our best as always,
The CTB Team